Behavioral Contrarian Signal

Expectations Are Data Too: Measuring the Gap Between Belief and Reality

Consumer inflation expectations exceed actual CPI by 1.55 percentage points. Historically, when this gap widens, equities outperform as feared outcomes fail to materialize.

February 11, 2026 12 min read Data: 2020-2025
Expected Inflation
4.2%
MICH Dec 2025
Actual CPI YoY
2.65%
Dec 2025
Expectation Gap
+1.55%
Overestimate
10Y Breakeven
2.35%
Bond Market View

The Perception-Reality Gap

Every month, the University of Michigan asks consumers what they expect inflation to be over the next year. Every month, the BLS publishes what inflation actually is. The difference between these two numbers—the expectations gap—is one of the most underappreciated signals in markets.

Right now, consumers expect 4.2% inflation over the next 12 months. Actual inflation is running at 2.65%. That's a gap of +1.55 percentage points—consumers are overestimating inflation by more than half.

This matters because markets are forward-looking. If consumers expect worse outcomes than reality delivers, the "surprise" when reality unfolds is actually positive. The pessimism is already priced in; any relief creates upside.

"The stock market is the story of cycles and of the human behavior that is responsible for overreactions in both directions."

— Seth Klarman

Five Years of Perception vs. Reality

The expectation gap has swung dramatically since 2020. During the COVID reopening, consumers underestimated inflation—they didn't see the surge coming. By mid-2022, as inflation peaked at 9%, the gap was -3.7%: reality far exceeded expectations. Now the pendulum has swung the other way.

Inflation: Expected vs Actual (2020-2025)

Period Expected (MICH) Actual (CPI YoY) Gap Interpretation
Jan 2020 2.5% 2.6% -0.10% Well-calibrated
May 2020 3.2% 0.2% +3.00% COVID deflation fear
Jun 2022 5.3% 9.0% -3.70% Peak underestimate
May 2025 6.6% 2.4% +4.22% Peak overestimate
Dec 2025 4.2% 2.65% +1.55% Gap narrowing

Three Expectation Regimes

We classified each month since 2020 into three regimes based on the expectation gap:

Overestimate

Gap > +1.5%

Consumers expect worse inflation than reality. Priced-in pessimism creates upside when outcomes disappoint fears.

22 months
since 2020

Accurate

Gap -1.5% to +1.5%

Expectations roughly match reality. No systematic mispricing based on perception gap.

29 months
since 2020

Underestimate

Gap < -1.5%

Consumers caught off-guard by inflation. Negative surprises erode real purchasing power and confidence.

20 months
since 2020
Current Status

With a gap of +1.55%, we are at the threshold of the "Overestimate" regime. The gap peaked at +4.22% in May 2025 and has been narrowing as consumer expectations moderate from 6.6% down to 4.2%. This suggests the worst of the inflation fear is behind us—but expectations remain elevated relative to reality.

The Bond Market's Second Opinion

The bond market embeds its own inflation expectations in breakeven rates—the difference between nominal Treasury yields and TIPS yields. Unlike consumer surveys, breakeven rates represent actual money on the line.

5-Year Breakeven (T5YIE)
2.52%
Bond market's 5-year inflation forecast
10-Year Breakeven (T10YIE)
2.35%
Bond market's 10-year inflation forecast

Three Views on Inflation

The divergence is striking. Consumers expect 4.2% inflation. The bond market expects 2.35-2.52%. Actual inflation is 2.65%. The bond market is far better calibrated—and the bond market is what drives discount rates, which is what drives equity valuations. Consumer sentiment affects spending behavior, but it's the bond market that sets the price of money.

Investment Implications

Why Overestimation Is Bullish

  • Low bar: When consumers expect 4.2% and get 2.6%, the "surprise" is positive
  • Spending resilience: Feared cutbacks don't materialize as severely
  • Multiple expansion: As expectations normalize, fear premium compresses
  • Fed clarity: Actual inflation near 2.5% keeps Fed in "patient" mode

Regime Transition Signal

  • Peak fear: May 2025 at +4.22% gap was maximum overestimate
  • Current: +1.55% gap shows expectations moderating
  • Target: Sub-1.0% gap would signal full normalization
  • Catalyst: Each CPI print near 2.5% reinforces reality

Stocks With Pricing Power

In regimes where inflation fears exceed reality, companies that can maintain pricing power while costs stabilize tend to outperform. High ROE companies with strong margins are well-positioned: they've already demonstrated the ability to pass through costs.

Symbol Company Sector ROE Margin P/E
NVO Novo Nordisk Health Care 61.1% 33.1% 12.8
ZTS Zoetis Health Care 53.6% 28.2% 21.3
KO Coca-Cola Consumer Staples 47.0% 27.3% 26.1
UNP Union Pacific Industrials 42.0% 29.1% 21.0
MRK Merck Health Care 36.3% 28.1% 16.6
JNJ Johnson & Johnson Health Care 34.9% 28.5% 21.7

Screened for ROE > 30%, profit margin > 25%, market cap > $50B. Data as of Feb 2026.

The Surprise Gap Framework

Traditional analysis focuses on whether inflation is "high" or "low." But what matters for asset prices isn't the absolute level—it's the surprise. An expected 3% that comes in at 3% moves nothing. An expected 4% that comes in at 2.5% creates upside.

The current regime offers an asymmetric setup:

Bull Case

CPI continues at 2.5-2.7%, expectations drop to 3%. Gap closes through expectations falling. Sentiment improves, risk appetite returns, multiples expand.

Base Case

CPI stays near 2.6%, expectations stay at 4%. Gap persists but doesn't widen. Market grinds higher as corporate earnings remain resilient.

Bear Case

CPI reaccelerates to 3.5%+. Gap closes through reality rising to meet expectations. Fed hawkishness returns, risk-off rotation.

Conclusion

Expectations are data, not just noise. The current gap between consumer inflation expectations (4.2%) and actual inflation (2.65%) represents embedded pessimism. That pessimism creates an asymmetry: reality has to get meaningfully worse before it matches expectations.

The bond market agrees with reality, not consumer fears. Breakeven rates of 2.35-2.52% suggest sophisticated investors see inflation as contained. Every CPI print near 2.5% reinforces this view and chips away at elevated expectations.

Key takeaways:

  • Consumer inflation expectations exceed actual CPI by 1.55 percentage points
  • The peak overestimate of +4.22% in May 2025 has begun to moderate
  • Bond market breakevens (2.35%) align much closer to reality (2.65%)
  • Companies with pricing power (high ROE, high margins) benefit from stable real costs
  • Asymmetric setup: expectations have further to fall than reality has to rise

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